Compliance Made Simple

Running a real estate business means carrying a heavy responsibility: staying compliant with strict legal and professional requirements. Falling behind can expose your agency to serious risk, penalties, or even licence issues. Our compliance service ensures your business remains protected, organised, and fully compliant at all times.

Step 1: Initial Compliance

Review We begin with a half-day audit of your business operations. This review covers:

• Office Level Compliance – signage, front door requirements, supervision policies
• Staff Files – up-to-date records, licences, training records
• Professional Indemnity – correct and current coverage
• Supervision Guidelines – ensuring your practice is compliant with NSW Fair Trading standards

We then transition to review a sample of sales files in depth, along with other critical compliance areas.

Step 2: Comprehensive Compliance Report

Following the review, you receive a tailored report outlining:

• Immediate concerns that require urgent attention
• Recommended changes to bring your business in line with legislation
• Ongoing risks to monitor over time

This report acts as your compliance roadmap, giving you full visibility and confidence.

Step 3: Ongoing Quarterly Compliance Management

Compliance is not a “set and forget.” To keep your agency on track, we provide a quarterly review and management service that includes:

• Supervision Requirements – managed in line with legal obligations
• Compliance Reviews – as mandated by the Guidelines
• On-Call Assistance – phone support for any compliance
• Future Proofing – from 2026, we will assist with the rollout and implementation of Anti-Money Laundering (AML) requirements, helping your business stay ahead of new legislation

Why This Matters

Every agency is under greater scrutiny than ever before. A small oversight today can lead to significant fines or restrictions tomorrow. Our compliance service is designed to protect your licence, safeguard your reputation, and give you peace of mind so you can focus on running and growing your business.